Actively Participating Firms

Below is a list of some of the actively participating firms. If you do not see your firm listed, please call us at 212.907.1878.

Firm Name
Aegis Capital Corp.
Akar Capital Management, Inc.
Alliant Securities, Inc. Turner, Nord, Kienbaum
Allstate Financial Services, LLC
American Century Brokerage, Inc.
American Portfolios
Ameriprise Financial Services, Inc.
APEX Clearing Corporation
Arthur M Cohen & Associates LLC
Avantax Investment Services, Inc.
BB&T
Benchmark Investments, Inc.
Benjamin F. Edwards & Company, Incorporated
Berthel Fisher & Company Financial Services, Inc.
Blue Creek Securities, LLC
Bmo Harris Financial Advisors, Inc
Brokers International Financial Services, LLC
Brown Brothers Harriman & Co.
Bruderman Brothers LLC
Buckman, Buckman & Reid, Inc.
Cadaret Grant & Co Inc
Cambridge Investment Research
Capital Investment Group, Inc.
Capital Synergy Partners
CAPTRUST
Cary Street Partners Llc
Centaurus Financial, Inc.
Centennial Securities Company, Inc.
Century Securities Associates Inc
Cetera
CFD Investments, Inc.
Charles Schwab & Co., Inc.
CIT Capital Securities LLC
Citigroup Global Markets Inc.
City National Securities, Inc.
Client One Securities LLC
Coastal Equities, Inc.
Commonwealth Financial Network
Coordinated Capital Securities, Inc.
Crown Capital Securities, LP
Cuso Financial Services, LP
D.A. Davidson & Co.
E*TRADE Securities LLC
Efc Financial Services, Llc
Emerson Equity Llc
Envestnet Asset Management, Inc.
Equitable Advisors, LLC
Essex Financial Services, Inc.
ETC Brokerage Services, LLC
Evercore Group L.L.C.
FBL
Fidelity Brokerage Services Llc
Fifth Third Securities, Inc.
First Allied Securities, Inc.
First Heartland Capital, Inc.
First Republic Securities Company, Llc
Foliofn Investments, Inc.
Fsc Securities Corporation
Geneos Wealth Management, Inc.
Genworth Financial Securities Corporation
Goldman, Sachs & Co.
GWFS Equities, Inc
Gwn Securities Inc.
Hancock Investment Services, Inc.
Hantz Financial Services, Inc.
Harbour Investments, Inc.
Harger And Company, Inc.
Harvest Financial Corporation
Hefren-Tillotson, Inc.
Hewitt Financial Services Llc
Hilltop Securities
Hinckley, Allen & Snyder LLP
Hines Securities, Inc.
Hornor, Townsend & Kent, Inc.
Hsbc Securities (Usa) Inc.
IFP Securities, LLC
Independent Financial Group, Llc
Infinex Investments, Inc.
International Assets Advisory, LLC
Investacorp, Inc.
Investors Capital Corp
J.W. Cole Financial, Inc.
Jack V. Butterfield Investment Company
Janney Montgomery Scott Llc
Kms Financial Services, Inc.
Kovack Securities Inc.
Lasalle St Securities, L.L.C.
Lincoln
Lincoln Investment Planning, Inc
Linden Thomas and Company Securities, LLC
Lowell & Company, Inc.
Lpl Financial Llc
Madison Avenue Securities, Inc.
Maxim Group Llc
MBSC Securities Corporation
Mid Atlantic Capital Corporation
Mml Investors Services, Llc
Moloney Securities Co., Inc.
Money Concepts Capital Corp
Moors & Cabot, Inc.
Muriel Siebert & Co., Inc.
National Securities Corporation
Neuberger Berman, LLC
Next Financial Group, Inc.
Nylife Securities Llc
Oneamerica Securities, Inc.
Oppenheimer & Co. Inc.
Pathway Investment Co.
Pershing Llc
Pinnacle Investments, LLC
Piper Sandler & Co.
PNC Bank, National Association
Pnc Investments
Princor Financial Services Corporation
ProEquities, Inc.
Prospera Financial Services, Inc.
Prudential Investment Management Services Llc
Purshe Kaplan Sterling Investments, Inc.
Quantum Econometrics Corp
Rbc Capital Markets, Llc
Richards, Merrill & Peterson, Inc.
Robert W. Baird & Co. Incorporated
Royal Alliance Associates, Inc.
Sagepoint Financial, Inc.
Scott & Stringfellow, Llc
Securian Financial Services, Inc.
Securities America, Inc.
Securities Service Network, Inc.
SEI Trust Company
Shareholders Service Group, Inc.
Sigma Financial Corporation
Signal Securities, Inc.
Sowell Management Services
Spire Securities, LLC
State Street Global Markets, Llc
Sterne Agee Financial Services, Inc.
Stifel, Nicolaus & Company, Incorporated
Summit Brokerage Services, Inc.
Sunbelt Securities
SunStreet Securities, LLC
Suntrust Investment Services, Inc.
T. Rowe Price
TCFG Wealth Management, LLC
TD Ameritrade, Inc.
The Investment Center, Inc.
The O.N. Equity Sales Company
The Oak Ridge Financial Services Group, Inc.
Thoroughbred Financial Services, Llc
Thrivent Investment Management Inc.
Tiaa-Cref Investment Management Llc
Transamerica Financial Advisors, Inc.
Trident Partners Ltd.
Trubee, Collins & Co., Inc.
U.S. Bancorp Investments, Inc.
Ubs Financial Services Inc
United Planners' Financial Services Of America A Limited Par
Usaa Investment Management Company
Valic Financial Advisors, Inc.
Valmark Securities, Inc.
Vanguard Marketing Corporation
Voya
Wedbush Securities Inc.
Wells Fargo
Western International Securities
Westminster Financial Securities, Inc.
Winslow, Evans & Crocker, Inc.
Woodbury Financial Services, Inc.